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The Institute of Internal Auditors Presents: All Things Internal Audit
The Institute of Internal Auditors Presents: All Things Internal Audit Tech
In this episode, Dana Lawrence and Dhayalaruban Thangaraja discuss the complexities of auditing cryptocurrency and blockchain. They explore the unique challenges these technologies offer and share practical guidance for navigating this evolving landscape.
Host:
Dana Lawrence, senior director of fintech compliance, Pacific West Bank
Guests:
Dhayalaruban Thangaraja, internal audit director, BDO Malta
Key Points:
Introduction [00:00-00:00:07] Ruben’s background [00:00:08-00:00:33] Unique challenges in auditing cryptocurrency [00:00:34-00:03:26] Cybersecurity risks and best practices [00:03:27-00:05:06] Overview of regulatory frameworks and MiCA [00:05:07-00:07:06] Preparing for regulatory compliance [00:07:07-00:09:32] Advocating for governance enhancement [00:09:33-00:11:55] Building technical knowledge for internal auditors [00:11:56-00:14:16] Emerging trends in digital assets [00:14:17-00:17:48] Practical steps for auditing cryptocurrency adoption [00:17:49-00:20:29] Final tips for internal auditors [00:20:30-00:22:41]
Closing remarks [00:22:42-00:33:25]
The IIA Related Content:
Blockchain and IT Governance Online Exclusive: Setting the Standard for Crypto Global Knowledge Brief: Fraud Part I: Fraud in the Cryptosphere Privacy and Data Proection: Part 3 The IIA's Proposed Letter to Congress for Enhancing Corporate Governance at Cryptocurrency Exchanges
Interested in this topic? Visit the links below for more resources:Visit The IIA's website or YouTube channel for related topics and more.
Resources Mentioned: European crypto-assets regulation (MiCA) Dhayalaruban Thangaraja (2024, August 27). Decoding Digital Assets: Challenges for Internal Auditors in the Crypto World The IIA's Fraud Part I: Fraud in the Cryptosphere The IIA's Proposed Letter to Congress for Enhancing Corporate Governance at Cryptocurrency Exchanges
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The Institute of Internal Auditors Presents: All Things Internal Audit
In today’s episode, to kick off the new year, we’re counting down your top 5 favorite episodes from 2024! From tackling AI risks and ethics to uncovering misleading greenwashing claims and exploring the next frontier of quantum computing, these episodes highlight the key issues shaping the internal audit profession.
So, whether you’re a longtime listener or new to All Things Internal Audit, grab a seat and join us as we revisit the episodes that made the biggest impact in 2024. Let the countdown begin!Episode 1: Tackling AI Risks and Ethics
Robert Pérez, owner, Pérez Communication Solutions
George Barham, director of standards & professional guidance, The IIAEpisode 2: Governance and Ethical Dilemmas in AI
David Petrisky, director, professional standards, The IIABrian Willis, LBMC senior manager, cybersecurity advisor
Charles King, managing director, advisory services, KPMG LLP
Alex Gacheche, head of information security, Meta
Ivan Martinez, managing director, internal audit, Goldman Sachs
Ethan Rojhani, Grant Thornton principal, risk advisory services
Wes Luckock, Grant Thornton senior manager, AI, automation and analytics
Episode 3: Exposing Greenwashing Claims
David Petrisky, director, professional standards, The IIA
Edith Wong, forensic accountant in Investigations and Compliance, FTI Consulting
Brian Wilmot, Compliance and Regulatory Counseling and Investigations and White Collar Defense Practices attorney at Paul Hastings LLP
Episode 4: Quantum Computing's Impact on Internal Auditing
Lynn Moehl, director of internal audit and chief audit executive, The IIA
Nick Reese, co-founder and COO of Frontier Foundry & former director of emerging technology at Department of Homeland Security
Episode 5: Combating Financial Crime with AI
Ricardo Martinez, senior manager, Portfolio Strategy, The IIAAntonio Cacciapuoti, head of internal audit, Eurizon
Alessandro Casarotti, forensic and anti-financial crime director, PwC LuxembourgKey Points:
Introduction [00:00:02 - 00:00:36] Episode 1: Tackling AI Risks and Ethics [00:00:38 - 00:06:27]
Overview of the AI auditing framework [00:00:54 - 00:01:41] Building an understanding within the organization [00:01:41 - 00:02:42] Governance, management, and internal audit domains [00:02:42 - 00:04:25] Engagement and leveraging relationships [00:04:25 - 00:05:25] Tools and resources for practitioners [00:05:25 - 00:06:27]
Episode 2: Governance and Ethical Dilemmas in AI [00:06:32 - 00:11:42] Introduction to AI governance and ethics [00:06:45 - 00:07:18] Addressing bias and ethical risks in AI [00:07:18 - 00:08:19] Monitoring and controlling AI models [00:08:19 - 00:09:20] Governance standards and independent monitoring [00:09:20 - 00:10:15] Challenges and strategies for maintaining ethical standards [00:10:15 - 00:11:42] Episode 3: Exposing Greenwashing Claims [00:12:04 - 00:16:50] Introduction to greenwashing [00:12:10 - 00:13:00] Legal and regulatory aspects of greenwashing [00:13:00 - 00:14:19] Examples of greenwashing cases [00:14:19 - 00:15:08] Vague environmental claims and their scrutiny [00:15:08 - 00:16:02] Risks and impacts of greenwashing on companies [00:16:02 - 00:16:50] Episode 4: Quantum Computing's Impact on Internal Auditing [00:17:00 - 00:22:58] ntroduction to quantum computing [00:17:04 - 00:17:34] Impact of quantum computing on internal auditing [00:17:34 - 00:18:23] Malicious use and cybersecurity risks [00:18:23 - 00:19:26] Current state and future potential of quantum computing [00:19:26 - 00:20:24] Security risks and workforce training for auditors [00:20:24 - 00:22:58] Episode 5: Combating Financial Crime with AI [00:23:03 - 00:26:37] Introduction to AI in financial crime detection [00:23:18 - 00:24:08] Benefits of AI in transaction monitoring [00:24:08 - 00:25:03] Screening systems and reducing false positives [00:25:03 - 00:25:52] Training AI systems and cybersecurity considerations [00:25:52 - 00:26:37]IIA Related Content:
Auditing Artificial Intelligence Course Demystifying AI: Internal Audit Use Cases for Applying New Technology The IIA's ESG Certificate Program The IIA's Environmental, Social and Governance Knowledge Center The Big Idea: Quantum Computing Elevating Performance and Adding Value Get to Know the New Cybersecurity Topical Requirement Webinar
Interested in this topic? Visit the links below for more resources:Visit The IIA's website or YouTube channel for related topics and more.
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Zijn er afleveringen die ontbreken?
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Soft Skills
The Institute of Internal Auditors Presents: All Things Internal AuditIn this episode, Mike Jacka joins Mike Levy to discuss the importance of soft skills in internal auditing. They explore how emotional intelligence, communication, and relationship-building are crucial for auditors to drive change and add value to their organizations.
Host:
Mike Levy, CEO of Cherry Hill Advisory
Guest:
Mike Jacka, chief creative pilot at Flying Pig Audit, Consulting and Training Solutions
Key Points:
Introduction and Episode Overview [00:00:02] The Importance of Soft Skills [00:00:26] Evolution of Auditing and Soft Skills [00:01:43] Recruiting for Success [00:02:51] Driving Change Through Influence [00:04:48] Training and Development [00:06:12] Emerging Risks and Asking the Right Questions [00:08:18] Advisory vs. Assurance Roles [00:09:06] Adapting to Technology [00:10:16] Diverse Hiring Practices [00:13:32] Risks of Overreliance on Technology [00:16:33] Future-proofing Internal Audit [00:20:11] Key Takeaways for CAEs [00:24:27] Closing Remarks [00:27:31]The IIA Related Content:
Communication Skills for Auditors: Interviewing and Negotiating Course Talent Management: Recruiting, Developing, Motivating, and Retaining Great Team Members Practice Guide IIA's Internal Audit Competency Framework Internal Auditor Magazine
Interested in this topic? Visit the links below for more resources:Visit The IIA's website or YouTube channel for related topics and more.
Resources Mentioned: J. Michael Jacka and Bryant Richards, "Stepping Into The Future," Internal Auditor magazine, April 2024 Vision 2035Follow All Things Internal Audit:
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Been There, Done That, Seen It All
The Institute of Internal Auditors Presents: All Things Internal AuditIn this episode, Jeffrey Ridley reflects on his decades-long career and helping to shape the internal audit profession. He discusses the evolution of corporate governance, the challenges posed by emerging technologies like AI, and the vital role of sustainability in auditing. With personal insights and practical advice for the next generation of auditors, Ridley inspires listeners to embrace imagination, curiosity, and professionalism to drive meaningful change in the world of internal auditing.
Host:
Catherine Brown, associate manager producer, Content Development, The IIA
Guest:
Jeffrey Ridley, visiting professor, University of Lincoln, IIA Member since 1966
Key Points:
Introduction and Episode Overview (00:00:02) Jeffrey Ridley's Internal Audit Journey (00:00:40) Challenges and Milestones (00:03:08) Sustainability and ESG Auditing (00:06:01) Evolution of Internal Audit Standards (00:08:30) Collaboration and Professionalism (00:11:36) Impact on Business and Public Sectors (00:13:17) Personal Interests and Hobbies (00:15:03) Advice for Future Internal Auditors (00:18:24) Closing Thoughts (00:22:12)The IIA Related Content:
IIA's Certified Internal Auditor Certification IAm Jeffrey Ridley
Interested in this topic? Visit the links below for more resources:Visit The IIA's website or YouTube channel for related topics and more.
Resources Mentioned: IIA’s Code of Ethics Global Internal Audit Standards OECD Corporate Governance Principles UN's Sustainable Development GoalsFollow All Things Internal Audit:
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The Institute of Internal Auditors Presents: All Things Internal Audit
In this episode, Antonio Cacciapuoti and Alessandro Casarotti join Ricardo Martinez to discuss the impact of AI on financial crime. They explore how AI is being used by criminals, the challenges it presents, and how internal auditors can leverage AI to enhance their controls and detection mechanisms.
Learn more from this episode's guests, Antonio Cacciapuoti and Alessandro Casarotti, at their upcoming session at The IIA's 2025 Fraud Virtual Conference on February 20th, 2025.Host:
Ricardo Martinez, senior manager, Portfolio Strategy, The IIA
Guests:
Antonio Cacciapuoti, head of internal audit, EurizonAlessandro Casarotti, forensic and anti-financial crime director, PwC Luxembourg
Key Points:
Introduction to AI in Financial Crimes (00:00:02) Criminal Use of AI in Financial Crimes (00:00:35) AI's Impact on Misinformation and Market Manipulation (00:00:51) AI in Transaction Monitoring and Predictive Analysis (00:04:12) Challenges with Data Quality and System Maturity (00:07:24) Human Skills and Data Quality in AI Efficiency (00:08:31) AI's Role in Reducing False Positives (00:06:08) Importance of Human Factor in AI Implementation (00:09:11) AI's Limitations and the Need for Human Oversight (00:10:13) Future of AI in Internal Auditing (00:12:19) Multidisciplinary Approach for Future Talent (00:15:29) Risks of Over-Reliance on AI by Young Auditors (00:17:29) Conclusion and Final Thoughts (00:18:23)The IIA Related Content:
Auditing Artificial Intelligence Course Demystifying AI: Internal Audit Use Cases for Applying New Technology
Interested in this topic? Visit the links below for more resources:Visit The IIA's website or YouTube channel for related topics and more.
Resources Mentioned: IIA 2025 Fraud Virtual Conference PwC Global Economic Crime and Fraud Survey IIA Artificial Intelligence Knowledge Center IIA Vision 2035Follow All Things Internal Audit:
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All Things Internal Audit: Fraud Podcast
"Uncontrolled Substances"
Listen to The IIA’s new Fraud Podcast brought to you by All Things Internal Audit. The Fraud Podcast provides fictionalized accounts of real-world frauds featured in Internal Auditor magazine’s Fraud department.
In this episode, Chief Audit Executive Trevor Smith uncovers a two-year scheme at Berkshire Healthcare where hospital director Chris Basil exploited weak controls to steal pain medications. The case highlights the vital role of internal auditors in tackling non-financial fraud. Don't miss "Uncontrolled Substances"
IIA members can access the full article and bonus content here.
Interested in more fraud-related topics? Earn 6.6 CPEs by registering for The IIA's 2025 Fraud Virtual Conference, scheduled for February 20, 2025.
Introduction to the Case (00:00:01) Part 1: The Bitter Pill (00:00:26) Part 2: Prescription for Disaster (00:01:19) Part 3: A Hard Pill to Swallow (00:02:14) Part 4: A Dose of Reality (00:03:15) Resources Mentioned: 2025 Fraud Virtual Conference Association of Certified Fraud Examiners (ACFE)
Chapters:
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All Things Internal Audit: Filling the Internal Audit Talent Gap (Bonus Content)
In this episode, Amanda Jo Erven talks with Desiree Rivera about developing the next generation of internal auditors. They discuss attracting new talent and the power of mentorship and community.
In bonus content, Jerick Mediavilla joins Robert Perez to discuss the challenges of keeping content fresh and relevant for a global audience.
Guests:
Amanda Jo Erven, lecturer and director of Internal Audit Education, MSU DenverHost:
Desiree Rivera, IIA Academic Relations managerKey Points:
Introduction and Episode Overview (00:00:02) Amanda’s Journey in Internal Audit (00:00:28) Challenges in the Internal Audit Talent Pipeline (00:02:59) Creative Recruitment Strategies (00:04:38) Essential Skills for Internal Auditors (00:07:22) Mentorship and Community Engagement (00:12:15) Advice for Young Professionals (00:18:24) Introduction to Bonus Content (00:20:48) Collaboration with Subject Matter Experts (00:23:08) Challenges in Content Development (00:24:27) Feedback and Continuous Improvement (00:26:38) Ensuring Compliance (00:26:38)BONUS CONTENT
Internal Auditing Education Partnership (IAEP) Program Internal Audit Competency Framework IIA Learning and Development IIA's Learning Center Visit The IIA's website or YouTube channel for related topics and more.
HOST:
Robert Pérez, owner, Pérez Communication Solutions
GUEST:
Jerick Mediavilla, IIA curriculum quality specialist
The IIA Related Content:
Interested in this topic? Visit the links below:
Resources Mentioned: Internal Auditing Education Partnership (IAEP) Program MSU Denver’s Risk Assurance & Advisory (Internal Audit) Program MSU Denver Accounting Student Organization (ASO) NASBA (National Association of State Boards of Accountancy)Follow All Things Internal Audit:
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All Things Internal Audit Tech: Leveraging Data Analytics
In this episode, Robert Findlay talks with Lynn Moehl about the evolving role of data analytics and AI in internal auditing. Findlay shares strategies for overcoming challenges, best practices for integrating data analytics, use cases, and the importance of clear communication with stakeholders. They discuss the differences between basic data analytics and AI, the skills required for each, and how advanced tools can enhance audit processes.Guests:
Robert Findlay, global head of IT Audit, Glanbia
Host:
Lynn Moehl, IIA director of Internal Audit and CAEKey Points:
Introduction to Data Analytics and AI in Internal Auditing (00:00:02) Differences Between Basic Data Analytics and AI (00:00:34) Skills Required for Data Analytics vs. AI (00:01:21) Effective Tools for Specific Audit Scenarios (00:02:17) Access to Data and Organizational Policies (00:04:07) Criteria for Choosing the Right Tool (00:05:02) Challenging Audit Scenarios and Data Analytics Solutions (00:05:35) Surprising Insights from Data Analytics (00:06:43) Pitfalls and Mitigation Strategies in Data Analytics (00:08:13) Communicating the Benefits of Data Analytics (00:10:08) Best Practices for Integrating Data Analytics (00:11:11) Measuring Success of Data Analytics Initiatives (00:12:19) Guidance for Using AI in Analytics (00:13:15)
The IIA Related Content:
Data Literacy Certificate: A Journey to Data Analytics Data Analytics: Part 3, Developing a Resilient Data Analytics Strategy Microsoft® Excel: Data Analytics Descriptive statistics Getting Started With: Data Analytics
Interested in this topic? Visit the links below for more resources:
Visit The IIA's website or YouTube channel for related topics and more.
Resources Mentioned: Excel ACL: Galvanize ACL Python scripts Tableau QlikView SAPFollow All Things Internal Audit:
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All Things Internal Audit: The IIA's Updated Quality Assessment Manual
The Institute of Internal Auditors Presents: All Things Internal Audit
In this episode, Dirk Debruyne and Marthin Grobler discuss The IIA’s recently released Quality Assessment Manual, 2024 Edition, with David Petrisky. They share their personal experiences with quality assessments and the development of the updated manual, including how it aligns with the new Global Internal Audit Standards.
In bonus content, The IIA’s Deborah Poulalion joins Robert Perez to discuss the 2024 North American Pulse of Internal Audit Report.Guests:
Dirk Debruyne, managing director, D2 CAE Solutions
Marthin Grobler, CAE and owner, IA ProfessionalsHost:
David Petrisky, director, Professional Standards, The IIAKey Points:
Introduction to the episode and guests [00:00:02] Importance of quality assessments and ISB’s role [00:00:30] Marthin Grobler on his project involvement [00:01:10] Dirk Debruyne's background and contributions [00:02:16] Task force responsibilities and challenges [00:03:16] Focus on ethics in Domain 2 [00:04:24] Comparison with previous QA Manual versions [00:05:50] Alignment with new standards and assessment impact [00:07:26] Use of manual for internal and external assessments [00:09:00] Challenges in assessing conformance methodology [00:10:00] Governance’s impact on audit quality [00:12:23] Introduction of the maturity model [00:14:39] Adding maturity assessments [00:16:00] Templates and tools in the manual [00:17:16] Benefits of the four-point conclusion scale [00:18:49] Performance outcomes in assessments [00:21:01] Guidance on self-assessment with validation [00:22:38] Board and CAE expectations for assessments [00:24:14] QA Manual’s role in meeting expectations [00:26:07] Future innovations and tech in assessments [00:27:42] Value of external quality assessments [00:30:54] Final thoughts for the internal audit community [00:32:23] Bonus content [00:38:20]BONUS CONTENT
HOST:
Robert Pérez, owner, Pérez Communication Solutions
GUEST:
Deborah Poulalion, IIA senior data analyst, The IIA
The IIA Related Content:
Interested in this topic? Visit the links below:
Webinar: Introducing the New Quality Assessment Manual: Aligned with the Global Internal Audit Standards Quality Insights: Implementing an Internal Audit Strategic Plan Webinar: Quality Assessment Challenges and Opportunities 2025 and Beyond Participate in the 2025 North American Pulse Survey Visit The IIA's website or YouTube channel for related topics and more.
Resources Mentioned: Quality Assessment Manual, 2024 Edition International Internal Audit Standards Board North American Pulse of Internal Audit Risk in FocusFollow All Things Internal Audit:
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All Things Internal Audit: Cybersecurity Challenges and AI Solutions
In this episode, Sami Rifky, vice president of ISACA Casablanca, joins Mike Levy, CEO of Cherry Hill Advisory, to discuss the evolving cybersecurity landscape. They explore how AI is transforming threat detection and response, the importance of cybersecurity governance, and internal audit's role in managing cyber risks.
Guests:
Sami Rifky, vice president, ISACA Casablanca
Host:
Mike Levy, CEO, Cherry Hill AdvisoryKey Points:
Introduction to Cybersecurity and AI (00:00:02) Sami Rifky’s Background and Approach (00:00:37) Top Cybersecurity Risks and AI’s Role (00:02:04) Challenges During the COVID-19 Pandemic (00:02:53) AI in Cybersecurity: Opportunities and Risks (00:05:06) Internal Audit’s Role in Cybersecurity (00:07:23) Generative AI and Emerging Threats (00:10:10) Challenges in Implementing AI in Cybersecurity (00:13:08) Ethical Considerations in AI Deployment (00:18:37) Future of AI in Cybersecurity (00:21:15)The IIA Related Content:
Interested in this topic? Visit the Cyber Resource Center to find comprehensive tools, courses, research, and webinars that help effectively manage and audit cybersecurity risks.Register for the IIA's Cybersecurity Virtual Conference on October 30th, where Sami Rifky will be a keynote speaker
IIA Global Knowledge Brief: Cybersecurity (Part 2: Artificial Intelligence – Cybersecurity Friend and Foe)
Visit The IIA's website or YouTube channel for related topics and more.
Resources Mentioned:
IIA's Cybersecurity Virtual Conference IIA's AI Auditing Framework National Science and Technology Council (NSTC) - AI and Cybersecurity: Opportunities and Challenges IBM on AI & CybersecurityFollow All Things Internal Audit:
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All Things Internal Audit: Fraud Podcast
Listen to The IIA’s new Fraud Podcast brought to you by All Things Internal Audit. The Fraud Podcast provides fictionalized accounts of real-world frauds featured in Internal Auditor magazine’s Fraud department.
"School of Fraud"
In the latest episode, an organization’s chief audit executive investigates a suspicious tuition reimbursement during the pandemic, uncovering a web of deceit involving an employee. Listen to “School Of Fraud.”
IIA members can access bonus content in the form of lessons learned by reading the full Fraud article. Chapters: Introduction to the Case (00:00:01) Part 1: A Walk Interrupted (00:00:22) Part 2: Cash for Classes (00:01:23) Part 3: A Closer Look (00:03:21) Part 4: The Confession (00:05:38) Resources Mentioned: Association of Certified Fraud Examiners (ACFE)
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All Things Internal Audit: Key to Conformance
The Institute of Internal Auditors Presents: All Things Internal AuditIn this episode, Liz Sandwith, talks with Lauressa Nelson about the changes in The IIA's new Global Internal Audit Standards. They discuss how internal auditors can prepare for these changes, the challenges they may face, and practical strategies to ensure conformance by Jan. 9, 2025.
Guests:Liz Sandwith, CFIIA, managing partner, Sandwith Internal Audit Services and a former member of the International Internal Audit Standards Board
Lauressa Nelson, senior manager, Professional Standards, The IIA
Host
Key Points:
Introduction to the New Standards (00:00:02 - 00:00:23) Current State of Readiness (00:00:31 - 00:01:29) Challenges in Conformance (00:01:29 - 00:02:24) Strategies for Preparation (00:02:24 - 00:03:37) Behavioral Standards and Evidence (00:06:03 - 00:07:19) Purpose and Domain 1 (00:08:30 - 00:10:04) Governing the Internal Audit Function (Domain 3) (00:11:36 - 00:13:17) Internal Audit Strategy (Domain 4) (00:17:44 - 00:19:02) Quality Assurance and Improvement Program (QAIP) (00:25:04 - 00:26:57) Coordination and Reliance (Domain 5) (00:27:12 - 00:28:41)The IIA Related Content:
Check out the October issue of Internal Auditor magazine for Liz Sandwith’s article, “Ready to Conform,” packed with practical advice for meeting the new standards by January 2025. Visit The IIA's website or YouTube channel for related topics and more.
Interested in this topic? Find more articles and resources to support internal auditors conforming to the new standards below:
Ethically Mastering the Global Internal Audit Standards
Navigating the Global Internal Audi Standards
Resources Mentioned: The IIA’s Two-Way Mapping Document Conformance Readiness Assessment Tool The IIA’s New Global Internal Audit Standards Liz Sandwith, “Ready to Conform,” Internal Auditor magazine, October 2024Follow All Things Internal Audit:
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All Things Internal Audit: Elevating Data Security
In this episode, Terry Ray, a top expert in data security, talks with David Pretrisky, director of Professional Standards at The IIA, about why asking the right questions is key to boosting data security and compliance in organizations. They’ll dive into how internal auditors can strengthen their organization’s security, the hurdles they encounter, and practical strategies for success.
Guests:
Terry Ray, senior vice president, data security GTM, field CTO, and fellow at Imperva
Host:
David Petrisky, director, Professional Standards, The IIAKey Points:
Introduction to Data Security and Compliance (00:00:02 - 00:00:22) Breaking Down Data Defense (00:00:31 - 00:02:45) Prioritizing Security Controls (00:02:52 - 00:04:24) Key Frameworks for Security (00:04:58 - 00:06:22) Common Vulnerabilities and Breaches (00:06:22 - 00:08:25) Advice for Internal Auditors (00:08:25 - 00:11:10) Compliance and Regulatory Frameworks (00:11:15 - 00:14:05) Internal Auditors’ Role in Security (00:14:05 - 00:17:11) Final Advice for Internal Auditors (00:17:11 - 00:17:32) The IIA Related Content:
Interested in this topic? Find more articles and resources to support internal auditors in protecting data here.
Elevate your internal auditing skills and enroll in The IIA's 2024 Cybersecurity Virtual Conference. Visit The IIA's website or YouTube channel for related topics and more.
Resources Mentioned: NIST Cybersecurity Framework General Data Protection Regulation PCI Data Security StandardFollow All Things Internal Audit:
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All Things Internal Audit: Unmasking Greenwashing
In this episode, David Petrisky, director of professional standards at the IIA, as he dives into the hot topic of greenwashing with Edith Wong, managing director at FTI Consulting, and Brian Wilmot, attorney at Paul Hastings. They unpack the challenges of navigating environmental claims, share eye-opening cases, and offer practical tips for auditors tackling greenwashing and other ESG-related risks.
Guests:
Edith Wong, Forensic Accountant in Investigations and Compliance, FTI Consulting
Brian Wilmot, Compliance and Regulatory Counseling and Investigations and White Collar Defense Practices Attorney, Paul Hastings LLPHost:
David Petrisky, Dir. Professional Standards, The IIA
Key Points:
Introduction to Greenwashing (00:00:02 - 00:00:42) Definition and Legal Context of Greenwashing (00:00:42 - 00:01:20) Examples and Cases of Greenwashing (00:02:23 - 00:03:30) Challenges in Environmental Claims and Reporting (00:01:45 - 00:02:23, 00:03:38 - 00:04:50) Regulatory and Litigation Activity (00:01:45 - 00:02:23, 00:05:09 - 00:06:27) Non-Financial Reporting and Corporate Communications (00:06:27 - 00:07:19) Global Frameworks and Standards (00:09:07 - 00:11:02) Role of Internal Auditors in Addressing Greenwashing (00:11:07 - 00:12:32, 00:17:07 - 00:18:47) Preventative Practices and Governance Structures (00:13:06 - 00:15:09) Industry-Specific Concerns and Risks (00:15:21 - 00:16:55) The IIA Related Content:
Interested in this topic? Find more articles and resources to support internal auditors in the field of ESG auditing here. Elevate your internal auditing skills and enroll in The IIA's ESG Certificate Program. Visit The IIA's website or YouTube channel for related topics and more. Resources Mentioned: TerraChoice’s Seven Sins of Greenwashing Federal Trade Commission’s Green Guides Global Reporting Initiative (GRI) Sustainability Accounting Standards Board (SASB) -
All Things Internal Audit Tech: Quantum Computing
In this episode, Frontier Foundry Co-founder and COO, Nick Reese, delves into the groundbreaking world of quantum computing and its game-changing potential for auditing. Discover how this cutting-edge technology could revolutionize the profession and learn practical tips on how internal auditors can stay ahead of the curve.
Guest:
Nick Reese, co-founder and COO of Frontier Foundry & former director of emerging technology at DHS
Frontier Foundry Website
[email protected]Host:
Lynn Moehl, director of internal audit and chief audit executive at The IIAKey Points:
Introduction to Quantum Computing(00:00:02 - 00:00:21) Quantum Computing’s Impact on Auditing(00:00:54 - 00:02:47) Data Security and Cryptography Risks(00:03:2 - 00:06:22) Opportunities with Quantum Technology (00:07:41 - 00:08:54) Resources for Staying Informed (00:10:23 - 00:10:43) Practical Steps for Auditors (00:06:32 - 00:07:07, 00:10:15 - 00:11:48) Current State and Future of Quantum Computing (00:02:54 - 00:03:08, 00:14:44 - 00:14:49) Workforce Education and Preparation (00:18:12 - 00:19:34)
Resources Mentioned:
DHS Post-Quantum Cryptography Roadmap National Institute of Standards and Technology (NIST)
The IIA Related Content:
Interested in this topic? Learn more about the role of internal auditors in providing organizations assurance for emerging technologies here.
Visit The IIA's website or YouTube channel for related topics and more. -
All Things Internal Audit: Fraud Podcast
"Playing the Fraud Card"
Listen to The IIA’s new Fraud Podcast brought to you by All Things Internal Audit. The Fraud Podcast provides fictionalized accounts of real-world frauds featured in Internal Auditor magazine’s Fraud department.
In the latest episode, City Auditor Michelle Martinez uncovers a gift card scam orchestrated by Jonathan Erick, a former City of Sommerville employee, using city funds. Martinez's keen auditing skills reveal Erick's misuse of purchase cards, leading to his arrest and highlighting the importance of robust internal controls. Listen to “Playing the Fraud Card.”
IIA members can access bonus content in the form of lessons learned by reading the full Fraud article.
Available now on all major podcast platforms and our Youtube channel. -
All Things Internal Audit Tech:
AI Governance & Ethical ConsiderationsIn this episode, hear from industry thought leaders about governance and ethical considerations of artificial intelligence usage in the internal audit profession. Experts discuss strategies to mitigate risks of sensitive data disclosure in public AI tools and emphasize the importance of governance and monitoring in AI implementation. They address ethical concerns, including preventing AI-generated risks and ensuring safe AI practices in applications involving human safety.
This conversation covers: Mitigating Risk of Sensitive Data Disclosure Governance and Monitoring in AI Importance of oversight and ethical auditing practices Preventing AI Hallucinations and Risks Strategies for ensuring ethical AI outputs through human intervention. Ensuring Safe AI Practices Addressing ethical and safety concerns in AI applications.Speakers:
Brian Willis, LBMC senior manager, cybersecurity advisor Charles King, Managing Director, Advisory Services, KPMG LLP Alex Gacheche, Head of Information Security, Meta Ivan Martinez, Managing Director, Internal Audit, Goldman Sachs Ethan Rojhani, Grant Thornton principal, risk advisory services Wes Luckock, Grant Thornton senior manager, AI, automation and analytics
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All Things Internal Audit:
Key Takeaways from Occupational Fraud 2024: A Report to the NationsIn this episode, Mason Wilder, research director of the Association of Certified Fraud Examiners, discusses the findings and implications of the Occupational Fraud 2024: A Report to the Nations.
Fraud detection and reporting methods Fraud profiles Impact of the COVID-19 pandemic on fraud Importance of fraud risk management Using reports to enhance fraud prevention efforts Value of fraud awareness training
This conversation covers:This episode is available on all major podcast platforms or on our YouTube channel.
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All Things Internal Audit: Risk & Cyber Audit Opportunities with AI
In this episode, thought leaders discuss the groundbreaking applications of AI in enhancing compliance programs, continuous risk assessment, and cybersecurity audits. Industry experts share real-world examples, such as the use of ChatGPT for PCI DSS compliance and dynamic risk scoring frameworks. Discover how AI is making audit processes more efficient, accurate, and cost-effective, and learn about the crucial role it plays in improving internal audit services.
This conversation covers: AI's role in developing and testing PCI DSS compliance programs Training AI models on organizational systems for tailored risk assessments Continuous risk assessment through AI-powered automation AI applications in scenario analysis using cross-departmental data Enhancing dynamic and efficient risk assessment processes with AI AI in cybersecurity audits for improved accuracy and cost reduction Leveraging AI for better communication and collaboration in audits Real-world examples of AI tools streamlining risk assessment and compliance tasksSpeakers:
Brian Willis, LBMC senior manager, cybersecurity advisor Kunal Agrawal, Diligent customer success director Ethan Rojhani, Grant Thornton principal, risk advisory services Wes Luckock, Grant Thornton senior manager, AI, automation and analytics This episode is available on all major podcast platforms or on our YouTube channel. -
All Things Internal Audit: Public Sector Considerations for New IIA Standards
Inclusion of public sector considerations Governance complexities in the public sector Strategies for meeting new standards Conformance readiness assessment tool Strategic planning and performance measures Regional and public sector-specific challenges Resources and support from the IIA for public sector auditors
In this episode, Pamela Stroebel Powers, the IIA director of professional practices, discusses the newly released 2024 Global Internal Audit Standards, with an emphasis on the public sector. She explores the changes, challenges, and resources available to help internal auditors adapt to these updates.
This conversation covers:This episode is available on all major podcast platforms or on our YouTube channel.
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