Afleveringen

  • Innovation comes in many areas, and compliance professionals must be ready for and embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. This series is introduced by Tom Fox and hosted by Roxanne Petraeus.  The sponsor of this special five-part series on Innovation in Compliance is Ethena.

    In this episode, Roxanne Petraeus visits with Lori Stahl, Chief People Officer at Synaptics Incorporated. Stahl discusses the intersection of HR and compliance training and covers the importance of a seamless, non-siloed approach to training; the challenges of staying current with compliance laws; and the benefits of using an external platform like Ethena for consistency and ease. Stahl also highlights the value of tailored, role-specific training and real-time microlearning to enhance employee engagement and effectiveness. The conversation concludes with a discussion on future innovations, including the potential of AI and adaptive learning in compliance training.

    Key highlights:


    HR and Compliance Training Overlaps

    Challenges of Siloed Training

    Effective Compliance Strategy

    Choosing Athena for Compliance Training

    The Importance of Customer Success

    Future of Compliance Training


    Resources:

    Lori Stahl on LinkedIn

    Synaptics Incorporated on LinkedIn

    Synaptics Incorporated Website

    Ethena Website

    Roxanne Petraeus on LinkedIn

    Ethena on LinkedIn

    Tom Fox

    Instagram

    Facebook

    YouTube

    Twitter

    LinkedIn

  • Innovation comes in many forms, and compliance professionals need to be ready for it and embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom Fox visits with La Tonya Roberts to discuss the concept of the fractional COO and how it can benefit organizations of all sizes.

    Roberts shares her professional journey, including transitioning from working for a major consulting firm to becoming an entrepreneur and fractional COO. She emphasizes the importance of strategic planning, relationship building, and effective change management in achieving business success. She also highlights how fractional COOs can provide valuable expertise to visionary founders and smaller companies, ensuring operations run smoothly and effectively.

    They explore the critical role of a fractional COO in supporting business growth, optimizing processes, and leveraging AI to enhance efficiency. Roberts introduces her Operations Gold Mine Framework, an eight-part process that helps businesses develop sustainable and scalable operations. Listeners will gain insights into the unique challenges and opportunities presented by the fractional COO model and practical tips for fostering resilience and creativity in the entrepreneurial space.

    Key highlights:

    • Roberts’s Professional Journey• The Fractional COO Model• Leveraging AI in Business• CEO and COO Relationship Dynamics• Operations Gold Mine Framework

    Resources

    La Tonya Roberts on LinkedIn

    Harmony Consulting

    Tom Fox

    Instagram

    Facebook

    YouTube

    Twitter

    LinkedIn

    Innovation in Compliance was recently honored as the number 4 podcast in Risk Management by 1,000,000 Podcasts.

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  • Innovation comes in many areas, and compliance professionals must be ready for and embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. This series is introduced by Tom Fox and hosted by Roxanne Petraeus. Ethena sponsors this special five-part series on Innovation in Compliance.
    In this episode, Roxanne Petraeus welcomes Karen Oddo, Senior Managing Counsel and Legal Compliance at Unity Technologies. Karen shares insights on Unity’s software platform, which is predominantly known for video game development, and its expansive global footprint. The discussion dives into best practices for compliance training, emphasizing the importance of user experience and personalized content to engage employees effectively. Karen highlights the significance of targeted risk-based training and the benefits of leveraging advanced analytics to improve compliance programs. With anecdotes from her experience and her value in working with Ethena’s customizable and responsive platform, Karen offers practical advice for compliance leaders looking to enhance their training efforts.
    Key highlights:

    Compliance Training Best Practices

    The Importance of User Experience in Compliance Training

    Customizing Compliance Training with Ethena

    Leveraging Analytics for Targeted Training

    The Value of Strong Vendor Support

    Resources:
    Karen Oddo on LinkedIn
    Unity Technologies on LinkedIn
    Unity Technologies 
    Ethena 
    Roxanne Petraeus on LinkedIn
    Ethena on LinkedIn
    Tom Fox
    Instagram
    Facebook
    YouTube
    Twitter
    LinkedIn

  • Innovation comes in many areas, and compliance professionals must be ready for and embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, Tom visits with Kerri Reuter, AVP, Legal Counsel at SageSure.
    Reuter shares her extensive law, compliance, and athletics background, including her journey from being a volleyball player to her professional career in the insurance industry. The discussion covers SageSure's business operations as a managing general agency (MGA) and the importance of collaboration and strategic thinking in her role. Reuter also highlights the significance of robust compliance programs in regulated industries, the implementation of the Athennian tool for corporate governance, and future growth plans, emphasizing the need for efficiency and forward-thinking in compliance and legal departments.
    Key highlights:

    Reuters’ Academic and Professional Journey

    The Business of SageSure

    Lessons from Volleyball: Skills in Professional Life

    Regulatory Compliance in the Insurance Industry

    Leveraging Athennian for Corporate Governance

    Future Vision and Industry Involvement

    Resources:
    SageSure on LinkedIn
    Kerri Reuter on LinkedIn
    SageSure Website
    Athennian Website

  • Innovation comes in many areas, and compliance professionals must be ready for and embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this concluding episode of a three-part series, Tom Fox visits with Jen Hardy, Chief Operations Officer at the Academy Of MotivAction, to discuss how stress affects communication and delve into why communication often breaks down under stress.
    They highlight the role of psychological safety and emotional regulation. Jen shares a personal story illustrating the importance of self-awareness and self-regulation in maintaining effective communication during stressful times. She also introduced the C.A.R.E.S. framework, which provides practical tools for managing tough conversations and establishing trust. Irina Alexander, founder & CEO of the Academy of MotivAction, joins to give a call to action, emphasizing the significance of their approach to improving professional and personal relationships through enhanced communication strategies.
    Key highlights:

    Understanding Communication Breakdown

    Personal Story: Handling Stressful Conversations

    The Importance of Psychological Safety

    The C.A.R.E.S. Framework for Effective Communication

    Practical Tips for Better Conversations

    Corporate Communication: Speak Up and Listen Up

    Resources:
    Academy Of MotivAction Website
    Academy Of MotivAction on LinkedIn
    Jen Hardy on LinkedIn
    Irina Alexander on LinkedIn
    Tom Fox
    Instagram
    Facebook
    YouTube
    X
    LinkedIn

  • Innovation comes in many areas, and compliance professionals must be ready for and embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this part 2 of the 3-part series, Tom Fox and Irina Alexander, founder & CEO of the Academy of MotivAction, explore tactical resilience and how awareness and self-mastery shape performance.
    They use the metaphor of stress 'driving the bus' to highlight the various ways unmanaged stress manifests, from irritability to substance abuse and eventual burnout. Irina also distinguishes between burnout and breakdown, noting that while burnout is cumulative stress, a breakdown is a singular event. The discussion extends to the corporate world's awareness of the costs of stress and the importance of self-awareness in improving performance and emotional well-being. Irina shares actionable steps to cultivate self-awareness and sheds light on the pitfalls of equating control with strength. She emphasizes that authentic leadership requires flexibility and adaptation. The episode concludes with a teaser for the next episode, covering emotional regulation and trust rebuilding in high-pressure situations.
    Join us tomorrow, where we conclude our 3-part series by visiting with Jen Hardy on Communication, Emotional Stability & the Power of Trust.
    Key highlights:

    Understanding Stress and Burnout

    Corporate Stress and Productivity

    Self-Awareness and Emotional Wellbeing

    High Performers and Burnout Indicators

    Personal Rituals for Grounding

    Resources:
    Academy Of MotivAction Website
    Academy Of MotivAction on LinkedIn
    Jen Hardy on LinkedIn
    Irina Alexander on LinkedIn
    Tom Fox
    Instagram
    Facebook
    YouTube
    X
    LinkedIn

  • Innovation comes in many areas, and compliance professionals must be ready for and embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. Today, we begin a 3-part podcast series with Irina Alexander and Jen Hardy, the founders of Academy Of MotivAction. In part 1, we discuss the hidden cost of high-stress careers.
    We take a deep dive into the costs and impacts of high-stress professions. They discuss the universal toll of pressure in male- and female-dominated fields, the detrimental effects of hustle culture, and how societal norms often glamorize overworking. Jen and Irina emphasize the importance of self-awareness, emotional regulation, and the need for proactive care. They share personal anecdotes and professional insights on mitigating the negative impacts of stress, providing practical and neuroscience-based strategies through their CARES program. The discussion aims to destigmatize seeking help and promote healthier, more sustainable work habits.
    Join us tomorrow where we discuss Tactical Resilience: How Awareness & Self-Mastery Shape Performance.
    Key highlights:

    The Hidden Costs of High-Pressure Jobs

    Hustle Culture and Its Impact

    Addressing Shame and Guilt in High-Stress Professions

    The Importance of Rest and Recovery

    Personal Experiences with Stress and Health

    Proactive Care and Stress Management

    Challenging Deep-Seated Beliefs

    Resources:
    Academy Of MotivAction Website
    Academy Of MotivAction on LinkedIn
    Jen Hardy on LinkedIn
    Irina Alexander on LinkedIn
    Tom Fox
    Instagram
    Facebook
    YouTube
    X
    LinkedIn

  • Innovation comes in many areas, and compliance professionals need to be ready for it and embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom Fox visits Matt Rasmussen and Ryan Frye from ModeOne and their innovative approach to compliance data collection and cybersecurity.
    They discuss their professional backgrounds, the founding of ModeOne, and their solutions to common challenges in data collection for compliance purposes. The conversation covers the shift from full data extraction to targeted data collection, navigating the complexities of encrypted communications, and the evolution of cloud compliance and AI integration. Key takeaways include the importance of targeted data collection, the use of AI in compliance monitoring, and strategies for balancing data privacy and protection.
    Key highlights:

    Founding ModeOne: The Journey

    Innovation in Compliance and Cybersecurity

    Role of the Chief Innovation Officer

    Risk Management Frameworks

    Future of Cloud Compliance and AI

    Top Action Items for Compliance Officers

    Preparing for the Future: 2030 and Beyond

    Resources
    Matt Rasmussen on LinkedIn
    Ryan Frye on LinkedIn
    ModeOne Technologies in LinkedIn
    ModeOne Website
    Mobile Device Data Collection: What You Need to Know in 2025
    ModeOne News
    Tom Fox
    Instagram
    Facebook
    YouTube
    Twitter
    LinkedIn

  • Innovation comes in many areas, and compliance professionals must be ready for and embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom Fox visits with Coni Meyers, an expert in crisis preparedness and sustainability.
    Coni discusses her extensive background, including her time as a FEMA inspector and trainer, and how it led her to her current mission of educating communities on disaster resilience through her initiative, Be Prepared Be Ready. The highlight of their conversation is Coni’s Kits for Kids initiative, which empowers young people to become spokespeople for emergency preparedness in their communities, thereby addressing broader concerns, including mental health and sustainability. Throughout the episode, Coni emphasizes the importance of local community involvement and innovative solutions in disaster preparedness and sustainability, making a strong case for proactive measures to mitigate the impacts of increasing climate-related disasters.
    Key highlights:

    The Importance of Crisis Preparedness

    Kits for Kids Initiative

    Community and Organizational Collaboration

    Preparedness and Sustainability in Business

    Innovative Solutions for Disaster Resilience

    Kits for Kids: Spokesperson Campaign

    Resources:
    Coni Meyers on LinkedIn
    Coni Meyers on Instagram
    Coni Meyers on Facebook
    Be Prepared Be Ready
    Tom Fox
    Instagram
    Facebook
    YouTube
    Twitter
    LinkedIn

  • Innovation comes in many areas, and compliance professionals must be ready for and embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom Fox views Jackson Calame, a dynamic entrepreneur dedicated to helping other entrepreneurs get out of their way.
    Jackson shares his journey from a less-than-stellar academic record to professional success in leadership consulting and podcasting. He emphasizes the importance of infrastructure in scaling businesses and draws an interesting analogy using Batman and Alfred to explain his role in supporting entrepreneurs. Jackson also delves into the value of developing a strong company culture, the significance of effective leadership, and the eight layers of sustainable revenue growth. He further explains the importance of understanding and building personal and corporate power brands in today’s market. Wrapping up, Jackson talks about fostering environments where great leaders can emerge by following and learning from others.
    Highlights include:

    The Role of Infrastructure in Entrepreneurship

    The Concept of ‘Chief’ in Leadership

    Dysfunctional vs. Championship Teams

    Building a Power Brand

    Eight Pillars of Sustainable Revenue Growth

    Resources:
    Website: firstclassbusiness.io
    LinkedIn: Jackson Calame LinkedIn
    Podcast: Vision Pros Live
    Tom Fox
    Instagram
    Facebook
    YouTube
    Twitter
    LinkedIn

  • Innovation comes in many areas, and compliance professionals need to be ready for it and embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom Fox welcomes Nikki Rausch, the Sales Maven, to visit her unique journey and expertise in neuro-linguistic programming (NLP) and sales coaching.
    Nikki shares her professional background and foray into NLP and how it transformed her communication skills, leading her to start her own business, Sales Maven. We cover key insights on simplifying the sales process using strategic conversations and frameworks like the ‘Selling Staircase’ and debunking common misconceptions about sales. Nikki emphasizes the importance of building rapport and permission-based selling, making the process more collaborative and less daunting for sellers and buyers.
    Tom and Nikki also touch upon the importance of storytelling in making content memorable and techniques for scaling businesses by training teams to recognize buying signals and create curiosity. Whether in the corporate world of compliance or an entrepreneur looking to scale your business, this episode offers valuable strategies that can be applied across various fields. Don’t miss Nikki’s gift—a free training course on asking the right questions in sales calls, available through her website.
    Highlights include:

    Exploring NLP and Sales Techniques

    The Selling Staircase Framework

    Building Relationships in Sales

    Positioning Yourself as a Solution Provider

    Resources:
    Nikkie Rausch on LinkedIn
    Your Sales Maven
    Free Training called Seal The Deal
    Your Sales Maven Podcast
    The Selling Staircase: Mastering the Art of Relationship Selling
    Your Sales Maven Facebook & Instagram
    Tom Fox
    Instagram
    Facebook
    YouTube
    Twitter
    LinkedIn

  • Innovation comes in many forms, and compliance professionals need to be ready for it and embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom Fox welcomes Christine Uri to discuss her insights and experiences in AI governance.
    Christine shares her extensive background as a legal executive and outlines her current work in advising general counsels on governance and sustainability issues at her consulting firm, CURI Insights. Christine emphasizes the importance of a cross-functional committee to oversee AI governance and highlights AI technology’s rapid evolution and inherent risks. The episode also covers the implications of the EU AI Act, the urgency of building AI literacy, and the challenges of managing AI risks in a dynamic regulatory landscape. As AI continues to evolve at a breakneck pace, Christine offers practical advice on how companies can keep up and ensure robust governance frameworks are in place to mitigate risks.
    Key highlights:

    AI Governance and Compliance

    AI Governance in 2025

    EU AI Act and Its Implications

    Building AI Literacy in Compliance

    Future of AI and Compliance

    Resources:
    Christine Uri on LinkedIn
    Allie K Miller
    Luiza Jarvosky
    Hard Fork podcast
    CURI Insights
    Tom Fox
    Instagram
    Facebook
    YouTube
    Twitter
    LinkedIn

  • Innovation comes in many forms, and compliance professionals need to be ready for and embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom Fox welcomes Alyssa Borden, founder of SuccessBridge, LLC.
    Alyssa founded SuccessBridge, LLC, to offer tailored solutions that bridge strategic and tactical needs for diverse organizations. Her approach is centered on understanding each client's unique situation and embedding herself with their teams to ensure that the solutions provided are both effective and sustainable. Alyssa views every challenge as an opportunity for growth, emphasizing the importance of effective communication and collaboration to navigate workplace changes successfully. Through SuccessBridge, LLC, she aims to empower organizations to build strategic people processes and develop digital upskilling programs, thereby driving transformation and fostering continuous improvement and adaptability.
    Key highlights:

    Strategic Team Building Solutions by SuccessBridge

    Cultural Alignment Through Hiring Touchpoints

    Navigating Complexities in Workplace Technology Implementation

    Strategic Flexibility: Navigating Dynamic Organizational Changes

    Custom Solutions Through Embedded Team Approach

    Resources:
    Alyssa Borden on LinkedIn
    SuccessBridge, LLC 
    Tom Fox
    Instagram
    Facebook
    YouTube
    Twitter
    LinkedIn

  • Innovation comes in many forms, and compliance professionals need to be ready for it and embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom Fox is joined by Sean Douglas, a dynamic speaker and author with a rich background spanning 20 years in the Air Force.
    Sean discusses his professional journey, emphasizing lessons from his military service, such as the importance of recognizing bad leadership, discipline, patience, and service. He further delves into his podcasts and books, focusing on resilience, leadership, and business positioning. Highlighting key concepts like gratitude, transformational leadership, and overcoming self-defeating behaviors, Sean provides actionable insights for corporate compliance officers and executives. This episode is packed with practical advice on building a supportive workplace culture, creating positive work environments, and achieving long-term success through values-based goals.
    Key highlights:

    Resiliency and Leadership Insights

    Military Service Lessons

    Resilience and Mental Health

    Transformational Leadership

    Business Positioning and Category Design

    Values-Based Goals and Compliance

    Resources:
    Sean Douglas on LinkedIn
    The Success Corps
    Tom Fox
    Instagram
    Facebook
    YouTube
    Twitter
    LinkedIn

  • Innovation comes in many forms, and compliance professionals need to be ready for it and embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom Fox welcomes back Jeff Grant, co-founder of the White Collar Support Group, an initiative of Progressive Prison Ministries.
    Jeff shares the evolution of the support group, which now boasts over 1,300 members and focuses on providing spiritual and emotional support to those navigating the white-collar criminal justice system and their families. Jeff discusses the importance of community and the group’s diverse membership, which includes individuals from various backgrounds affected by white-collar crime. He also highlights the group’s expansion into advocacy work, including initiatives for federal pardon and expungement reform and the right to banking for formerly incarcerated individuals. Jeff reflects on his journey through addiction, incarceration, and redemption, emphasizing his commitment to helping others through similar struggles. The episode concludes with ways for listeners to engage with Jeff and support his impactful work.
    Key highlights:

    White Collar Support Group Overview

    Diversity and Evolution of the Group

    Family Support and Integration

    ABA White Collar Conference and Legal Assistance

    Federal Pardon and Expungement Reform

    Right to Banking Initiative

    Personal Journey and Reflections

    Resources:
    Jeff Grant on LinkedIn
    Grant Law
    White Collar Support Group
    Tom Fox
    Instagram
    Facebook
    YouTube
    Twitter
    LinkedIn

  • Innovation comes in many forms, and compliance professionals must be ready for and embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom Fox is joined by fellow C-Suite members Irina Alexander and Jen Hardy, co-founders of the Academy of MotivAction.
    Their discussion begins by examining the transformative impact of Neuro-Linguistic Programming (NLP) and other self-discovery tools on their personal and professional lives. They further explore their CARES approach, which stands for Communication, Awareness, Resiliency, Emotional Literacy, and Self-Mastery, designed to help high-stress professionals, including first responders and corporate workers, manage stress, prevent burnout, and build resiliency. Irina and Jen share their journey from being educators and entrepreneurs to founding the Academy of MotivAction and the programs and initiatives they offer designed to foster better communication, stronger relationships, and overall well-being in high-stress environments.
    Key highlights:

    Jen Hardy’s Journey: From Educator to NLP Expert

    Irina Alexander’s Background and Meeting Jen

    Understanding the Cycle of Overcommitment

    The CARES Approach for First Responders

    Expanding CARES to Corporate and High-Stress Environments

    Resources:
    Jen Hardy on LinkedIn
    Irina Alexander on LinkedIn
    The Academy of MotivAction
    Tom Fox
    Instagram
    Facebook
    YouTube
    Twitter
    LinkedIn

  • Innovation comes in many areas, and compliance professionals need to not only be ready for it but embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom Fox is joined by Kris Miller, a fellow podcaster, author, and member of the C-Suite, to discuss her extensive background as a financial expert.
    Kris shares her journey from starting as a paralegal to becoming a prominent figure in financial education, particularly focusing on living trusts and safe money strategies. She provides valuable insights into how individuals can ‘crash-proof’ their finances using tools like equity index annuities and index universal life policies. Kris underscores the importance of early financial planning and debunks myths surrounding investments, emphasizing the need for safe and sustainable financial practices. She also touches upon the significance of living trusts and asset protection in traditional estate planning. Kris’s mission is to educate millions on healthy money strategies, especially amidst current financial volatility. Kris discusses her podcast ‘Money 9-1-1,’ which covers health, wealth, and peace of mind, and her book ‘Ready for PREtirement: 3 Secrets for Safe Money and a Fabulous Future.’
    Key highlights:

    Mission to Educate on Financial Strategies

    Living Trusts and Asset Protection

    Insurance as an Investment Tool

    Long-Term Health Care Solutions

    Social Media Outreach and Podcast

    Resources:
    Kris Miller on LinkedIn
    Money 9-1-1 Podcast
    Ready for PREtirement on Amazon.com
    Tom Fox
    Instagram
    Facebook
    YouTube
    Twitter
    LinkedIn

  • Innovation comes in many areas, and compliance professionals need to be ready for it and embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom Fox is joined by Sam Silverstein from the Accountability Institute to discuss his new service offering, the Fractional Chief Culture Officer.
    Sam elaborates on the essential role of a Chief Culture Officer who collaborates with the CEO to establish a culture by design rather than by default. This service allows organizations of all sizes, from those with 24,000 employees to those with just 26, to benefit from their extensive expertise in developing and maintaining a high-performance culture. Sam emphasizes the importance of leadership in driving culture and shares how a fractional chief culture officer can provide the necessary support and tools to ensure that the organization’s values and culture are consistently upheld across all levels. The episode delves into the practical aspects of working with different sizes of organizations, the importance of continuous cultural assessment, and the role of leadership in fostering a sustainable, high-performance culture.
    Key highlights:

    Introducing the Fractional Chief Culture Officer

    Defining the Role and Importance of a Chief Culture Officer

    The Continuous Nature of Culture Management

    Tailoring Services to Client Needs

    Resources:
    The Accountability Institute
    Sam Silverstein
    Tom Fox
    Instagram
    Facebook
    YouTube
    Twitter
    LinkedIn

  • Innovation comes in many areas, and compliance professionals must be ready to embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom Fox visits Mike Whitmire, Co-founder & CEO at FloQast, on his journey in accounting and compliance.
    In this episode, Tom is in a riveting conversation with Mike Whitmire, Co-founder & CEO at FloQast. They dive into Mike’s professional journey, starting from his early days at Ernst & Young, navigating the complexities of Sarbanes-Oxley (SOX) compliance, and eventually founding FloQast. Mike shares his firsthand experiences with the challenges in accounting and compliance, such as the talent gap and behavior change within organizations, and explains how FloQast’s closed management and compliance software addresses these issues. The discussion deeply delves into risk orchestration and its critical role in modern compliance strategies.
    Additionally, Mike provides insights into his passion for podcasting and touches on his book, ‘Shift Happens,’ co-authored to highlight the rise of the operational accountant. The episode wraps up with a focus on FloQast’s innovative solutions that integrate daily accounting tasks with compliance requirements, thus simplifying processes for finance professionals. Tune in to hear how a common pain point in the accounting world led to the creation of a transformative software solution.
    Key highlights:

    Challenges in Accounting and Compliance

    Risk Orchestration and Compliance

    Mike’s Podcast and Book

    Resources:
    Mike Whitmire on LinkedIn
    FloQast
    Purchase Shift Happens on Amazon.com.
    Tom Fox
    Instagram
    Facebook
    YouTube
    Twitter
    LinkedIn

  • Innovation comes in many areas, and compliance professionals must be ready for and embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom Fox visits with Todd Haugh, Associate Professor of Business Law and Ethics at the IU Kelley School of Business, Arthur M. Weimer Faculty Fellow in Business Law Board Member and Jesse Fine Fellow, The Poynter Center for the Study of Ethics, and American Institutions Director of the Institute for Corporate Governance and Ethics.
    Tom and Todd have too much fun, deep-diving into the intricate relationship between missed bonuses and ethical decision-making in a corporate environment. They discuss how unmet expectations around bonuses can lead to the rationalization of unethical or illegal behavior by employees. They emphasize the importance of managers understanding the broader implications beyond economic incentives, as ignoring these psychological factors can introduce significant risks to an organization. They also talk about the Institute for Corporate Governance and Ethics. Tune in to hear two top commentators talk about financial and other incentives in compliance and how these dynamics can affect overall corporate compliance. Learn strategies to mitigate associated risks.

    Understanding Behavioral Ethics in Business

    Impact of Missed Bonuses on Ethical Decision Making

    Rationalizing Unethical Behavior

    Perception of Company Care

    Potential for Unethical or Illegal Behavior

    The Institute for Corporate Governance and Ethics

    Resources:
    Todd Haugh on LinkedIn
    Indiana University-Kelley School of Business
    Institute for Corporate Governance and Ethics
    Todd Haugh at Kelley School of Business
    Tom Fox
    Instagram
    Facebook
    YouTube
    Twitter
    LinkedIn